James Hay Partnership works together with some of the most respected Investment Managers and Stockbrokers in the UK to offer the Investment Manager for the Modular iSIPP.
Through the Modular iSIPP we offer access to our Panel of Investment Managers for a set up fee of £50 and no additional annual charge.
Alternatively, you can appoint an Investment Manager or Stockbroker not on our Panel by adding the Whole of Market Module for £50 per annum.
Arbuthnot Latham is the inclusive private bank that offers discretionary investment management, private banking and structured products. Our clients receive a bespoke service from people that have the expertise, experience and autonomy needed to provide it.
- Part of the AIM listed Arbuthnot Banking Group, with a majority shareholder who owns 54%
- A long, distinguished history with roots dating back to 1833
- An independent bank, with particular focus to keeping a strong healthy balance sheet
Discretionary Fund Management
We have devised a method to scientifically map a risk tolerance profile to a mix of assets that would historically have achieved clients’ objectives. This mix provides the Benchmark: a yardstick by which you can measure our performance. We use the answers to this questionnaire to then build a portfolio which incorporates asset classes not available on a direct basis such as commodities, with stock picking by some of the most renowned investment houses and individual Fund Managers. We select only the best in class through our quantitative and qualitative assessment and our suitability analysis.
- Our Investment Team is not owned by a product manufacturer & distributor
- No products to sell means we have no conflicts of interest
- No transaction commissions charged, annual commissions received are rebated back to client
- Our transparent fee structure supports clients’ interests
Our independence means we can make our own decisions and follow our own financial instincts. Arbuthnot Latham has always adopted a conservative business model and strategy and remains financially strong, with the events of 2008 having had little discernible impact. Specifically:
- No involvement with subprime lending, or direct exposure to failed financial institutions
- An extremely strong balance sheet, with a loan to deposit ratio of up to 65%
- We do not depend on money market funding although we do maintain facilities if required
- Our lending is focused on HNW Clients and is well secured against conservative valuations
- You can depend on our honesty and integrity
- We are transparent in our dealings with you
- We always have a well-informed opinion
- We are passionate about exceeding your expectations
- We achieve our best results in collaboration with you
For more information please visit our website at http://www.arbuthnotforprofessionals.co.uk or contact the Business Development Team on 020 7012 2700, or email us at email@example.com.
Arbuthnot Latham & Co., Limited is authorised and regulated by the Financial Services Authority
Balkerne Asset Management can only deal with clients who have a financial adviser.
Balkerne Asset Management is an independent Investment Management Company founded in 1992 and is wholly owned by the active Directors and Employees.
With a strong team ethos, Balkerne Asset Management play to their strengths to consistently deliver quality, service and performance. The Company only deals with clients of Professional Financial Advisers and do not offer advice, which is a deliberate and chosen stance to ensure that they have confidence that their clients will remain their clients.
Balkerne Asset Management has retained many of its original investors' portfolios which is testament to the commitment and dedication of the team in managing investments through all types of market conditions.
Balkerne Asset Management has developed an investment strategy which is extremely flexible whilst respecting the restrictions that experience has shown are prudent. The Company offers a broad range of investment strategies, from direct equities to gilts, investment trusts to property funds and manage portfolios for a wide range of clients from private individuals to charities and trusts.
With five standard risk-rated strategies, most investors’ objectives can be accommodated; however, Balkerne Asset Management has the facility to construct bespoke portfolios in consultation and partnership with the adviser and their client in order to meet their specific investment objectives.
To find out more about Balkerne Asset Management please visit their website at: www.balkerneassetmanagement.com.
Berry Asset Management PLC ('Berry') was established in 1981 as an independent wealth management boutique, and was a pioneer of the multi-asset and multi-manager approach to private client investment management. Berry is a majority owned subsidiary of the innovative and dynamic Bordier & Cie, an international Geneva-based global private banking group, established in 1844 and a member of the four-strong Geneva Private Bankers Association. The firm is located on Pall Mall, St James's at the heart of London's wealth management district.
A privately held company, 30% of the Company's equity rests with its UK management - Jamie MacLeod, Chief Executive Officer of Berry and a member of Bordier & Cie's Group Management Board acquiring a 20% stake in the business in September 2010. The firm is part of a Group which:
- manages total AUM in excess of £6bn
- employs circa 200 staff globally, in private banking and asset management service
- is regulated in numerous jurisdictions, by bodies which include the Swiss Financial Market Supervisory Authority (FINMA), the Financial Services Authority (FSA) and the Monetary Authority of Singapore
Despite the firm's low-risk investment approach, Berry has consistently achieved benchmark-beating positive returns.
The firm has been recognised for the quality of its service and levels of client satisfaction with a number of awards from leading industry organisations over the years, and was most recently declared 'Boutique Wealth Management Firm of the Year 2011' at the prestigious 'Spear's Wealth Management Awards'. In March 2011, the firm received the award for 'Quality and Clarity of Reporting' at the equally prestigious 'PAM (Private Asset Managers) Awards'.
For more information visit: www.berry.co.uk.
Bestinvest was founded in 1986 to provide private investors with independent analysis of the third party investment funds industry.
Over the past 27 years the group has grown to run over £4bn of assets for a wide variety of private individuals, charities, personal and occupational pension schemes and is widely recognised as a leading provider of independent fund research.
The group’s success in providing independent investment solutions has resulted in the winning of a number of major industry awards including the prestigious Financial Times Wealth Manager of the year in 2011.
We believe that the delivery of consistently good investment performance can only come from the application of a robust, structured and disciplined investment process. As a result
- We are top down asset allocators – we apply a rigorous understanding of the macroeconomic environment to determine portfolio asset allocation
- We apply the principle of diversification in portfolio construction across region, asset class and fund selection
- We utilise both active and passive investment techniques to maximise investment returns
- We believe independent research must sit at the centre of all investment decisions.
- We operate a genuinely open architecture fund selection model
The aim is to produce consistently good, risk adjusted returns through an economic cycle
Our investment process is designed to give clear responsibility and accountability to each stage of the portfolio construction process.
The process is driven by working closely with the client to ensure a mutually agreed set of investment objectives and risk tolerances. As many prospective clients will be investing from cash it is critically important that their tolerance to risk is established at the outset as they may be unwilling to accept the risk associated with a move away from cash.
Responsibilities within the portfolio construction process are as follows:
- The Chief Investment Officer provides the macro economic framework within which investment decisions are made
- The Group’s Investment Committee gives overall guidance on asset allocation to ensure a consistent methodology of portfolio construction
- Funds Research provides due diligence on the universe of investable funds
- The Client – set the parameters on investment objectives, return requirements and risk tolerance
- The Investment manager - interprets these requirements and takes full responsibility and accountability for all investment decisions
- Risk Controls ensure portfolios are constructed with the lowest possible risk for the desired investment outcome
Our research coverage is both comprehensive and wholly independent. We utilise our proprietary Manager Research Index (MRI) which is a measure of performance adjusted for risk. We track fund managers through their career and across a wide variety of different economic conditions. Our intention is to identify those managers that will be best able to provide enhanced returns at any stage of the cycle.
- The provision of independent research is the core of everything we do at Bestinvest.
- We aim to identify the best managers and blend their funds together with passively managed investments to create a portfolio
- We assume active managers do not add value until we can find conclusive evidence to the contrary
- We always look at returns net of all fees
Our aim is to align our fund selection to our macro views:
- Dedicated Research team of 10 with average industry experience of over 10 years
- Carry out over 400 manager interviews per year in the UK and abroad and have a database of over 4000 manager reviews
- Unique quantitative research process using the Manager Research Index (MRI) for performance analysis
- Disaggregation of fund components to allow accurate asset allocation
- Exhaustive style analysis so we understand the underlying risk characteristics of all our investments
- Star Rating System reflects the Research Team’s views on which style of fund is most likely to perform well in the foreseeable future.
For generations, Brewin Dolphin has been providing tailored advice to help our clients create and preserve wealth. Today, we are the largest independent private client investment manager in the UK and look after over £26 billion in investments from our network of offices throughout the UK and Channel Islands. Our clients range from charities and pension funds to private individuals.
Without ties to fund managers, banks or insurance companies, we are able to deliver unbiased investment advice. We can search the whole financial market to find the most suitable assets and securities for your clients. This enables us to create a best-of-breed investment portfolio tailored to your client’s circumstances and objectives. We offer access to the full investment spectrum from equities to bonds, and from investment funds to hedge funds. Our investment managers are supported by objective research from our in-house experts covering equity markets, bonds, funds and structured products.
Interested in finding out more about Brewin Dolphin? Visit their website at: http://www.brewin.co.uk/ or read their fact sheet.
For more information, please visit the iSIPP literature page by clicking here.
If you are acting as an ‘Introducer’ to Brewin Dolphin please contact us directly for an Introducer version of this SIPP Application form
Brooks Macdonald Asset Management is an independent private client investment manager specialising in managing the wealth of private individuals and families.
Since our formation in 1991 we have benefited from significant professional and personal recommendations. We pride ourselves on delivering excellent client service and consistent, award winning performance. We firmly believe in long-term client relationships. The portfolios managed vary in size and are a mix of private high net worth individuals, charities, trusts and pension funds, mainly within specialist SIPP wrappers. There is no limit to the size of portfolio that we manage.
From the outset we have been pioneers of fee-only investment management and were early proponents of open architecture having always sought to provide our clients with full exposure to the widest range of leading investment assets and strategies.
Brooks Macdonald Asset Management is part of Brooks Macdonald Group plc, an AIM listed, integrated, independent wealth management group.
Interested in finding out more about Brooks Macdonald? Visit their website at: http://www.bm-am.com or read their brochure.
For more information, please visit the iSIPP literature page by clicking here.
Cazenove Capital provides a comprehensive and impartial wealth management service. We believe that this impartiality is fundamental to our success. It ensures that there is never any bias to the service we provide our clients
Our private wealth management team work closely with clients and their advisers to develop and implement the most suitable strategies to maximise future returns while respecting your individual risk profiles and requirements.
As with all areas of Cazenove Capital, our private wealth management business is built on the ethos of mutual trust and confidence - our focus is, and will always remain, the continued prosperity and well-being of our clients.
Our specialist Intermediaries Team focuses on working in partnership with external Independent Financial Advisers. The team is based in London but also operates through our regional offices.
For further information, please contact Simon Cooper - Private Wealth Management ( firstname.lastname@example.org or 0203 479 0343/07841 496 887)
Interested in finding out more about Cazenove Capital Management? Visit their website at: http://www.cazenovecapital.com.
Charles Stanley is pleased to offer advisers and direct clients its truly bespoke Discretionary and Advisory Investment Management service.
Our origins stretch back over 200 years and today we have 32 UK offices with substantial funds under management. Our Investment Managers, based in each office, build direct relationships both with the clients whose investments they look after, and with their advisers.
Efficient in-house administration, award winning research analysts, technology systems that enable clients and their advisers to see valuations and information on their portfolios when it suits them and a clear charging structure are all features of our 'Made for you' services.
We can also offer a Collectives Portfolio Service (CPS) which is a centrally-run fund service, providing access to managed portfolios of third party fund managers. It is run by a dedicated team of investment managers and analysts, undertaking extensive research. Clients can select from 4 income strategies and 4 growth strategies, managed within pre-determined volatility parameters, dependent upon level of risk the client is prepared to take.
In addition to bespoke portfolios, we also offer a Discretionary Fund Management (DFM) Model Portfolio Service. The DFM Portfolio Service is a discretionary investment management service run from our Head Office, which provides clients with a portfolio directly invested in UK equities and bonds, with collectives (funds) providing the international, commercial property and hedge fund exposure. There is a choice of 3 investment strategies, growth, income and balanced, aimed at those clients who prefer to be invested directly into UK shares and bonds. Portfolios are actively managed.
For more information or details of your local office, please contact our New Business Team on T: 0207 149 6437 E: email@example.com or visit our website www.charles-stanley.co.uk.
Charles Stanley & Co Limited is authorised and regulated by the Financial Services Authority.
Cheviot is among the UK’s largest independently owned discretionary investment firms. Founded in our present form in 2006, our teams have a wealth of investment experience, with the average experience of our partners being in excess of 20 years.
Based in central London and Liverpool, we focus exclusively on structuring and managing investment portfolios for private clients, trusts, charities and pension funds.
Cheviot is structured as an independent partnership. This gives us complete freedom to build portfolios tailored to the individual needs of each client.
We choose from among the best and most suitable investments to meet a client's objectives, whether their priority is growth or capital preservation.
Cheviot is wholly owned by its Partners, most of whom are also Investment Directors, so our clients and their advisers deal directly with the firm's owners and decision-makers.
Cheviot has a simple philosophy: each client has unique requirements and deserves a genuinely personal service. Clients are given their own personal portfolio manager who is ultimately responsible for decisions taken on the client’s portfolio, and can be contacted at all times.
Each portfolio manager is supported by a dedicated team, to provide clients with continuity and detailed attention to administration. Our emphasis on personalisation includes flexibility to handle out of the ordinary requests, and skills to deal in the broadest range of investments.
A client of Cheviot will always be treated as an individual.
Building and Preserving Wealth
Investment performance is critical in developing long-lasting relationships with clients. To ensure we achieve this, Cheviot's investment process is structured to build and preserve wealth over the long term.
Our portfolio managers will work closely with clients and their advisers to accurately define client needs and expectations. He or she will discuss how you wish to balance risk against security and control against delegation, giving clients the right combination of enjoyment today, and investment for the future. Our approach means that a Cheviot investment portfolio will reflect that balance.
We believe optimal long-term returns are best achieved by investing across a variety of asset classes which, in turn, reduces risk.
Should you be interested in appointing Cheviot as your discretionary fund manager please contact: Adrian Tonks - Intermediary Support Manager on +44 (0)151 243 2163 or email firstname.lastname@example.org.
For further information please visit the Cheviot website at: http://www.cheviot.co.uk/ or download our brochure.
The services mentioned in this document may not be suitable for all investors or be appropriate for their personal circumstances. If you are unsure as to whether the services described are suitable for you, we strongly recommend you seek professional advice from a financial adviser.
Cheviot Asset Management Limited is authorised and regulated by the Financial Services Authority and is a member firm of the London Stock Exchange.
City Asset Management (CAM) is a boutique investment manager offering a more personalised and flexible service-led approach than that offered by many larger wealth managers and private banks.
Established in 1988 and mainly owned by the working directors, CAM now manages over £350million of assets on behalf of its clients. For over 20 years our investment philosophy has been based on the belief that multi-asset diversified portfolios provide more consistent investment returns with a lower degree of risk and volatility than traditional portfolios.
For further details on how to appoint City Asset Management, please contact Helen Angove - Business Development Director on 07786 268828, Jeremy Rowe - Sales Manager on 07908 102395 or Chris Gillam - Sales Manager on 07956 291366
For more information, visit City Asset Management's website at http://www.city-asset.co.uk.
Founded in 1878, Close Brothers Group plc is one of the City’s oldest and most respected financial organisations and it is now amongst the top 250 listed companies in the UK.
At the forefront of banking expertise for over 100 years, they were one of the few banks which did not need to ask the government for support after the recent financial crisis. Close Brothers Asset Management brings together the Group’s established asset management businesses in the UK. They have specialised in managing client portfolios for the past 40 years and currently look after over £8.6 billion of assets on behalf of their clients*. In 2008, 2009 and 2010, Close Brothers Asset Management won the What Investment Readership Award for ‘Best Discretionary Wealth Manager’.
The Close Brothers Advantage
Close Brothers Asset Management believes that all investors, irrespective of who they are, are looking to achieve a common set of investment goals: an optimal (investor-specific) mix of income, growth and capital preservation.
The best way to achieve these goals is to construct a range of multi-asset class portfolios tailored to meet the risk requirements of individual investors. They believe in:
- Diversification: Investing in a broad range of diversified assets to meet the needs of different client mandates
- Liquidity: Holding liquid assets which facilitates moving capital quickly and efficiently to adapt to changing market conditions
- Active investment: Combining top-down dynamic asset allocation skills with rigorous bottom-up investment selection
Interested? Please contact David Muncaster, Director of Intermediary Sales on 020 7426 4074 or visit http://www.closeam.com/Intermediaries.
* Assets under management correct as at 31st October 2011
Collins Stewart Wealth Management (“CSWM”) is an award winning investment manager, stockbroker and wealth planner committed to providing our clients with a broad array of wealth management solutions. We have a long history of working with intermediaries and offer a variety of services which can be accessed via segregated multi-manager portfolios, direct stock or bond portfolios or via our range of investment funds.
Drawing upon our established values, our services are based around a dedication to traditional client service, impartial advice and the latest portfolio management and wealth planning techniques. Our forward thinking approach and global investment perspectives ensure our services are tailored to suit the individual needs of Private Clients, Intermediaries and Charities.
We are owned by Canaccord Financial Inc., a leading independent, full-service financial services firm. We manage and administer assets of £9.5bn on behalf of over 12,500 clients (as at 31st December 2012) from our offices in London, Jersey, Guernsey, Isle of Man and Geneva. Our range of core investment services includes:
- Portfolio Management
- Wealth Planning
The service we deliver to our clients is at the heart of everything we do. Thanks to our business model being built around our clients, we understand the need to deliver the highest level of customer service. Due to the bespoke nature of many of our services we require a detailed understanding of our clients’ needs and goals which helps us retain our focus on traditional client servicing values.
In addition to our focus on service delivery, intermediaries benefit from the following key areas of our service offering:
- A centralised investment process which allows for institutional quality processes.
- An innovative and market leading risk framework which drives our investment process.
- Global research underpinning our investment ideas, driven by our offshore heritage and innovative culture.
- Custodial, operations and administrative facilities are undertaken by our sister company, Collins Stewart (CI) Limited to ensure we maintain control of all processes allowing for a focus on superior client service.
To enquire about appointing us as your discretionary fund manager, please contact Alasdair Ogilvy-Stuart on 020 7523 4547.
Capital is at risk. The value of investments and the income from them can go down as well as up and you may not get back the amount originally invested.
Collins Stewart Wealth Management Limited is authorised and regulated by the Financial Services Authority. Registered office: 88 Wood Street, London. EC2V. Registered in England & Wales no.3739694.
About Cornelian Asset Managers
We are an independent investment management company founded in 1992 owned by our directors and employees. We believe that professionally constructed and actively managed portfolios are at the core of creating and maintaining wealth. We bring the best institutional investment disciplines to bear on the portfolios we create for our private clients, trusts, charities and pension funds.
Our business has grown substantially over the last decade with the majority of that growth resulting from personal referrals from our existing clients and their professional advisers. We are proud that a large number of our clients remain with us for many years and we manage wealth for several generations of families.
As investment specialists we do not offer financial planning advice or taxation services but often work on behalf of clients in conjunction with their legal, accounting and financial planning advisers.
Our aim is to increase your real wealth over time in line with your investment objectives. If you invest in a Cornelian portfolio, you will benefit from the experience and quality of our team of investment managers. We have a disciplined and robust investment process adopting a multi-asset style.
For further information please contact:
- Marcus M Brooks – Director, Head of Private Clients & Charities – 0131 243 4143
- Stephen M Hunter – Director, Private Clients & Charities – 0131 243 4145
Interested in finding out more about Cornelian? Please visit their website www.cornelianam.com.
If you wish to appoint Cornelian on the iSIPP you can access the relevant forms on Cornelian's website by clicking here.
Deutsche Bank was founded in 1870, and is today one of the largest financial institutions in the world with total assets of over €1,842bn (as at 31/12/10) and high rankings from leading, independent rating agencies such as Moody’s Investors Service, Standard and Poor’s and Fitch Ratings. Private Wealth Management (PWM) is the corporate division of Deutsche Bank dedicated to high net worth clients in the UK and around the world. In the UK Deutsche Bank Private Wealth Management operate from 5 regional offices (London, Birmingham, Liverpool, Glasgow & Edinburgh) has over 15,000 clients and manages assets in excess of £7.2bn (as at 31/12/10).
Why select Deutsche Bank Private Wealth Management
A responsive and high quality personal service is backed up by a well-defined combination of evolving strategies, innovative products and specialist online systems - all focused on your business success.
Experience and understanding of the UK intermediary market
Deutsche Bank Private Wealth Management understand the regulatory framework , competitive landscape and commercial drivers for UK advisors and have a strong experience in the management of pension portfolios.
Whole of Market Approach
Deutsche Bank Private Wealth Management can identify and recommend best-in-class investment solutions through a range of respected, carefully vetted third-party providers and can also provide access to the Banks global research and innovative proprietary products.
Client Driven Investment Strategy
Deutsche Bank's investment process is designed to focus on a client's actual investment objectives by aiming to provide a positive real return.
Comprehensive Client Profiling
Deutsche Bank Private Wealth Management undertake a comprehensive review of your clients attitude to risk and investment objectives, which means that they can ensure that portfolio decisions are consistent with the clients profile.
In the UK, Deutsche Bank Private Wealth Management operate from 5 regional offices with a team of professionals who have the experience and expertise to support the needs of advisors and their clients.
If you require further information please visit www.dbpwm.co.uk .
“We aim to provide an elegant investment solution for each and every client, delivered professionally and with pride”
EFG Harris Allday (“EFGHA”)
EFG Harris Allday is an investment management and stockbroking division of EFG Private Bank Limited. Harris Allday’s stockbroking origins can be traced back to 1834 and our experience built up over the years has enabled us to successfully guide clients through ever changing financial markets.
At EFG Harris Allday portfolio management is at the core of our activities and expertise. Combined with a highly personalised service, this enables us to maintain a degree of loyalty among our client base that is rarely seen in our industry. Longstanding relationships with clients and their professional advisors are a business wide phenomenon at EFG Harris Allday. We offer a relationship with a professional who will establish and nurture an understanding with you or your clients, ensuring that the right investments are selected with no bias or internal pressures. By utilising extensive research from within EFG International and across the markets, we craft solutions to continue to meet your needs now and long into the future.
Diversified, truly Bespoke Client ‘Solutions’
The investment requirements of your clients’ pension funds will change with the passage of time, particularly in the years between the growth biased contribution phase going into the drawdown phase. We have the flexibility to evolve with such changes as required and working closely with you we aim to fully understand a client’s investment situation, their risk appetite and suitability throughout their life. All portfolios are actively managed and unencumbered by prescriptive ‘model’ portfolios or investment choice, yet clients with similar investment and suitability requirements can have portfolios showing consistent outcomes. We would be delighted to show you how we do this.
Mark Atherton MCSI, Director on 0121 214 2338 or e-mail email@example.com
Simon Raggett FCSI, Senior Director on 0121 214 2204 or e-mail firstname.lastname@example.org
Our website is currently being updated so please contact Mark Atherton for the ‘fund based’ Bespoke Fund Management Service (BFMS) or Simon Raggett for the ‘direct equity based’ Intermediary Portfolio Management Services (IPMS)
Heartwood Investment Management focuses on services for private clients, financial advisers and charities. Since Heartwood was founded over 20 years ago, the business has grown steadily and organically and we currently have £1.4 billion (as at 31/01/2012) of funds under management and administration.
We believe there shouldn’t have to be a compromise between the personal service of a boutique investment firm and the robust risk management processes of a large institution. With Heartwood, advisers and their clients enjoy the best of both approaches. Because our staff own over 90% of the business, our interests are perfectly aligned with those of our clients.
Making investments clear, making business sense
We provide financial advisers with:
A clear and compelling proposition for you and your clients
- A valuable outsourcing solution for your business
- A consistent approach to generating returns, with the same investment experience whether your clients invest £1,000 or £1 million
- Active management of your clients’ investments
- Investment strategies for a range of risk appetites
- Access to a range of sophisticated, multi-asset portfolios
- Returns that are in line with clients’ expectations and risk profiles
- Transparent fee structures
Active investment management
- Diversified asset allocation with global scope for strong risk-adjusted returns
- Active management combined with the selective use of passive vehicles and direct securities
- Opportunities identified across asset classes, regions, sectors, themes, currencies, manager styles and market cap sizes
- Sophisticated risk management at every level, for example: counterparty risk, currency risk, liquidity risk
If you would like to discuss our services in further detail, please contact:
Mark Rockliffe, Head of Intermediary Sales
020 7045 1339
Emma Laughlin, Intermediary Sales Support
020 7045 1350
Or find out more on our website: www.heartwoodgroup.co.uk
Heartwood Investment Management is a division of Heartwood Wealth Management Ltd which is authorised and regulated by the Financial Services Authority (FSA) in the conduct of investment business.
Professional advice should be taken before any course of action is pursued. The value of investments may fall as well as rise.
Who is Ingenious Asset Management?
Ingenious Asset Management is a modern investment company with a fresh approach. It was established in 2003 with the mandate to deliver a world class wealth management service to individuals involved in the media, accommodating their frequently conservative attitudes to wealth. The investment processes and tools developed have successfully enabled the business to grow from a select few clients to over £1 billion* under management (*As at 31st December 2011).
How is our approach different?
Ingenious believes that clients are not risk averse, they are loss averse. We combine institutional skills that focus on understanding the potential for loss with the high client service standards expected from a boutique firm - two skills that rarely reside in one organisation.
We embrace innovation and have a demonstrable track record of delivering strong risk-adjusted returns to our clients.
Benefits for Financial Advisers:
- An investment process that focuses on protecting wealth
- Adviser retains day to day client relationship. Your client is your client.
- Direct communication to the Investment Director
- Consistency of investment proposition
- Regular portfolio updates including TER, performance, asset allocation information and portfolio probability of loss
- Risk profile mapping to fit with your existing process
- We do not employ financial advisers
Business Development Manager
t: 020 7319 4217
t: 020 7319 4215
Ingenious Asset Management Limited is authorised and regulated by the Financial Services Authority.
In an overcrowded market place, we doubt that any firm can claim to be unique. At Investec Wealth & Investment we have a single aim – to deliver a professional and personal service with consistency of performance and continuity of staff at a fair price.
Investec Wealth & Investment is the result of the amalgamation of some of the oldest names on the London Stock Exchange and our origins date back to the 1820s. Over the last 200 years we have evolved into one of the largest Investment management houses in the UK with eleven offices nationwide. In June 2010 Rensburg Sheppards became a fully owned subsidiary of the Investec Group. From 1st June 2011 Rensburg Sheppards became known as Investec Wealth and Investment Ltd
Why Select Investec Wealth & Investment
We believe the individual needs of each client to be paramount and their investment requirements to be unique. Whilst operating within an asset allocation framework, each client portfolio is constructed on a bespoke basis. This ability to personalise portfolios in this way is critically important when approaching the management of a client’s SIPP. Particularly important is our expertise in rebalancing and managing risk as the client approaches retirement and is looking to consider options such as income drawdown.
Our charging structure is transparent and competitive, and we do not impose strict minimum investment criteria.
Interested in finding more about Investec Wealth & Investment’s DFM offering. Visit their website at http://www.investecdfm.co.uk/ or download their brochure.
For more information, please visit the iSIPP literature page by clicking here .
As one of the leading investment managers & stockbrokers in the North of England established in 1919, we have a proud history of providing investment management and share dealing services to both private and intermediary clients.
We place a great deal of emphasis in the design and promotion of our investment management service to the intermediary market place, which accounts for circa 45% of our current funds under management.
We have in place a Marketing & Business Development Department to build strong working relationships with financial advisors both through our regional offices and on a national basis.
For further information, please contact Arnie Laing – Marketing Manager on 01772-318760, email email@example.com or alternatively visit our website at www.jbrearley.co.uk for further information.
James Brearley & Sons Ltd is a member of the London Stock Exchange, Member of the Association of Private Client Investment Managers and Stockbrokers (APCIMS). Authorised and regulated by the Financial Services Authority. Investing in stock market based investments may not be right for all investors. You should consider carefully and/or seek professional guidance before investing.
JM Finn & Co is one of the UK's leading investment managers and was founded as a partnership in 1945 and incorporated as a private limited company in 2006 and since September 2011, we also have a strategic partner in Ackermans & van Haaren, through its wealth management affiliate Delen Investments
With over 280 staff and £5.7 billion* funds under management or administration, JM Finn & Co has offices in London, Bristol, Leeds, Bury St Edmunds, Ipswich and Cardiff as well as global links to all the major financial centres.
We are able to offer a level of service which is both flexible and objective - tailored to clients' individual investment requirements and not determined by the need to sell standard products. We adapt our service to suit our clients and we aim to hold fast to the traditional values on which the firm was built.
For more details please visit www.jmfinn.com or call 020 7600 1660.
*end of September 2011
Jupiter Private Clients & Charities team is part of Jupiter Asset Management which was established in 1985, although parts of the business date back nearly 200 years. Between 1985 and 1994 Jupiter either grew or acquired the businesses that it has today: charities, retail, institutional and private client mandates either in mutual funds or in segregated accounts. Jupiter currently manages £22.8bn of assets (31 December 2011).
The Jupiter Private Clients & Charities team has been managing assets for over 25 years. The team has seen a growth in assets from £380m at 31 December 2003 to £1.7bn at 31 December 2011. This increase in assets has been due in no small part to our investment performance but also to our long standing relationships with clients and good administration. At the heart of our ethos is delivering long-term outperformance for our clients, without exposing them to undue risk. Through close relationships we seek to fully understand our clients’ aims and objectives and use our investment expertise to help realise them.
Interested in finding out more about Jupiter Private Clients & Charities?
Visit their website at: http://www.jupiteronline.co.uk/privateclients/ or contact David Blake, Investment Manager on 020 7314 5684 or e-mail firstname.lastname@example.org.
The value of an investment may fall as well as rise; you may get back less than you originally invested. Jupiter Asset Management is authorised and regulated by the Financial Services Authority.
Montague Capital provides investment management as it should be; totally independent, professional and at competitive rates. The business is based out of our offices in Stratford-upon-Avon, Warwickshire.
Montague Capital - Who?
Montague Capital is a privately owned business, totally independent of any institution. Assets are managed by experienced, qualified city trained professionals to provide a high quality investment management service to private clients, pension funds, companies, charities, trusts, and financial intermediaries. Our core values are Service, Independence and Client Focus.
Why appoint Montague Capital?
We believe that by teaming with James Hay Partnership to provide a discretionary management service, we can add significant value to your business and delight your clients. The advantages of working in partnership with Montague Capital are:
- A choice of 5 Actively Managed Strategies designed to meet your business need and match your risk profile and clients' risk appetites.
- Each strategy can be entirely blended to ensure that the client’s portfolio reflects their exact risk profile, not simply within a 10-20% corridor.
- Truly independent portfolio construction and active management from 'whole of market assets' within your choice of general investment account or tax wrapper.
- We acknowledge and recognise that you own the client - we will even provide our service under your brand should you wish.
- We work to fit in with your business model. We can act invisibly managing the portfolios or are equally happy to sit alongside you with your current or potential clients.
Our investment solutions are designed around the client and not industry-led benchmarks. The best way to achieve this is to diversify risk and Montague Capital does this through multi-manager, multi-asset class investment. We focus on minimising risk through diversification across a wide range of asset classes. Because of our independence, we are able to select investment funds on a truly unbiased basis.
The investment team's specialist skills are used to create portfolios utilising unit trusts, OEICs, investment trusts and direct equities, as well as more innovative investment vehicles. All client portfolios are managed under the supervision of our Investment Committee. The same active positions are applied across all portfolios, firm wide.
We will provide updates on the portfolios we manage for you and your clients, including commentaries, portfolio updates and access to the fund management team via regular investment reviews.
Any remuneration model can be supported, based on your definition of our relationship.
All clients assets are held via the Praemium Platform www.praemium.co.uk. Your client will be required to open a Praemium account in order to access our portfolio management service, this is clearly set out in the client agreement.
For more information please contact your usual James Hay Partnership Business Development Manager or speak to Anthony Corbett or Julian McGinnity on 01789 415588 or via email email@example.com.
Montague Capital Ltd, 11 Shottery Brook, Timothy's Bridge Road, Stratford-upon-Avon, Warwickshire CV37 9NR.
Octopus Investments, founded in 2000, is one of the fastest growing and most successful investment companies in the UK. Since inception, we’ve grown our customer base to over 50,000 investors and built relationships with thousands of individual advisers, resulting in over £2.5 billion in assets under management.
Within our industry we’ve developed a reputation for quality and innovation through designing products that meet the needs of investors.
Introducing Octopus Portfolio Manager
Octopus Portfolio Manager, our discretionary portfolio management service, delivers a diversified portfolio of investments, tailored to an investor’s individual investment goals. As such it provides investors with access to a wide range of underlying funds within a single managed portfolio structure. What’s more, the fund team behind Octopus Portfolio Manager recently won the coveted Best Multi Manager Provider title at the 2011 Moneyfacts awards.
What are the benefits to your clients?
- Delivers investment performance through a diversified, risk-rated portfolio of investments
- Fund management by an experienced and professional team with a successful track record
- Regular portfolio rebalancing at no additional cost
- A low cost solution with a high level of service
- Detailed quarterly reporting, with a full breakdown of a client’s portfolio
- Available through tax efficient wrappers including an ISA, SIPP and offshore bonds
Ultimately, Octopus Portfolio Manager is designed to be flexible, tax efficient and able to evolve with investors as their requirements change. It has been created to offer a lifetime solution to your clients’ investment needs.
To find out more about Octopus Portfolio Manager please see the product brochure and the product terms and conditions. Further information is also available on our website octopusinvetsments.com/opm.
Parmenion is an adviser support and investment solution specialist, providing online platform-based administration with discretionary management capabilities.
Parmenion provides access to a range of risk graded discretionary managed solutions, both constructed and maintained by leading investment management firms, including Arjent, Frontier, Sarasin and our own in-house team Parmenion Fund Research. We offer active, passive, thematic, strategical, tactical and ethical investment styles meaning the investment style options and risk permutations are almost limitless.
All of our investment solutions are governed by our Investment Oversight Committee, which provides Advisers with an initial validation analysis of the investment solution and governs on-going monitoring.
We also provide award-winning Adviser support, with assistance at every stage of the advice process from risk profiling and investment selection through to on-going reporting, meaning that Advisers can concentrate on building a more efficient, scalable and profitable business.
If you would like to find out more about Parmenion, please visit www.parmenion.co.uk or download our adviser brochure.
Parmenion Capital Partners LLP is authorised and regulated by the Financial Services Authority, FSA Number 462085.
PFP Wealth Management offers discretionary investment management. This is predicated on a firm belief in the primacy of capital preservation and the generation of absolute, real returns.
Client portfolios may be bespoke or managed to our core discretionary model. In either case they will typically include:
- High quality and objectively creditworthy bonds;
- Defensive and well diversified listed equities and equity funds;
- Uncorrelated funds, specifically systematic trend-following funds;
- Real assets, notably the monetary metals, gold and silver.
Our prevailing objective is to protect and grow our clients’ valuable and often irreplaceable capital.
We utilise one of the most sophisticated trade and execution engines available in the UK. We can invest across onshore funds, direct equities, investment trusts, exchange-traded funds, offshore funds and other investment structures. We are by choice unconstrained in our approach. Our primary benchmark is cash, because cash is the only asset class that cannot decline in nominal terms.
Our discretionary investment management service is run by an award-winning asset manager and a dedicated team with many years of cumulative experience across multiple asset classes.
For more information on the above and services available from our sister companies please visit our website at http://www.pfpg.co.uk.
We have offices in Harrogate and London and we will be delighted to answer any queries you might have about our services.
The Premier Perspective
Premier designs and distributes a diverse range of investment solutions for both retail and institutional clients, including authorised UK mainstream and specialist funds, investment trusts, segregated mandates and discretionary management services. Premier’s core values are independence, relevance and openness. As a company that likes to do things its own way, we pride ourselves on being independent thinking and approachable to both investors and advisers alike, as well as open and forward thinking in all that we do.
In terms of our background and experience, Premier was established over 25 years ago in Guildford, where our headquarters are still based. In fact, Chief Executive Mike O'Shea was there back in 1987. There aren't many investment groups around that can boast having key personnel still in place after 25 years. Indeed, many of the senior team have been at Premier for 15 years or more which makes for a very stable working environment. So, as a company, we understand very well indeed the needs of our investors, our business and the environment in which we operate.
Premier Private Client Portfolio Service
At the beginning of 2011, Premier introduced new innovations regarding the construction of our Private Client Portfolios. A choice of ten risk-rated portfolios to cater for a range of client risk/reward profiles and outcomes were created. The portfolios are made up of a combination of seven specialist Premier funds designed for Private Client Portfolio use. These provide exposure to a broad mix of assets favoured by the Portfolio Management Team.
The model-based portfolios have preserved the method by which we manage client money, whilst providing a clear and simple pricing structure. Using Funds within our portfolio service helps to reduce costs to clients through the removal of VAT as there is no portfolio management fee to pay.
For more information please click here:
About the Portfolios
We firmly believe the Premier approach to portfolio construction is far more efficient than holding investments directly. In effect – a traditional discretionary portfolio management service delivered in a highly efficient fund wrapper.
- Premier’s fee is derived from the annual management fee of the underlying funds – there is no additional portfolio management charge. As there is no portfolio management charge, there is also no VAT to pay.
- Highly diversified portfolios providing exposure to a mix of UK and international investment vehicles across the risk/reward spectrum.
- Exposure to other funds managed by well-known UK investment houses.
- Emphasis on capital preservation and risk management for lower risk portfolios.
- Greater Capital Gains Tax (CGT) efficiency as the management of the underlying assets within the Premier funds is free of CGT.
- Invests in specialist Premier funds to maximise tax and charges efficiency.
- Active and dynamic day to day portfolio management.
- Managed by experienced and established discretionary managers with many years combined knowledge and expertise.
Whatever your clients’ long term financial goals, we believe that our ten carefully constructed portfolios provide a solution to meet the different investment objectives and risk profiles of today’s investor.
For more information please contact your usual James Hay representative, or speak to Lee Waite at Premier Fund Managers Ltd on: 07825 303839 / firstname.lastname@example.org
Premier Fund Managers Ltd
PSigma Investment Management are a boutique Investment Management Company with approximately £1.3bn AUM managed on behalf of Private Clients, Pension Funds and Charities. PSigma have over 60 staff, this includes 14 dedicated and highly experienced Investment Managers and a committed Investment Research team of 6.
Since the inception of our business we have focused on designing ‘Investment Solutions’ to meet the client’s specific Investment Objectives.
1% (inc. 0.5% trail)
Costs exclude VAT
1% on the first £2m
0.75% on next £2m
0.65% on next £1m
Negotiation after £5m
Costs exclude VAT
PSigma Investment Management is a trading name of PSigma Investment Management Limited. Authorised and regulated by the Financial Services Authority and a member of the IMA. Registered in England and Wales No. 5374633. FSA Registration No. 478840. Registered Address: 126, Jermyn Street, London, SW1Y 4UJ. A Punter Southall Group company
Quartet Capital Partners – What we do
Quartet’s sole focus is on providing creative investment solutions for high net worth private clients and their associated entities across the globe.
We are not experts in everything, and work alongside a client’s advisers to meet their overall financial objectives.
A few key points about us:
- Client focused. Our clients are the focal point of the business and we spend a great deal of time, in conjunction with their advisers, trying to understand their goals.
- Bespoke portfolios. Each client’s circumstances are unique, so we do not believe in shoehorning clients into predetermined investment solutions. As a consequence, all portfolios are tailored to meet the client’s unique requirements.
- Asset allocation. Studies have shown that asset allocation is the biggest driver behind investment performance. We derive a Strategic Asset Allocation for each client and adjust this tactically to try and maximise risk adjusted returns. This is where we believe we add significant value.
- Investments. As few active fund managers beat their benchmark, passive investments are used for core portfolio positions. This also keeps portfolio costs down. Satellite active holdings are included to try and produce the best risk adjusted returns (or add alpha). All portfolios are managed on a multi-asset basis to diversify risk.
- Alignment of interests. Partners and their families are amongst the firm’s largest clients and their portfolios are managed in the same manner as external clients. They also pay the same fees!
Whatever the client situation we will tailor our investment offering to suit a client’s requirements.
To read more or appoint Quartet, please either visit our website http://www.quartetcapitalpartners.com, or alternatively contact Nigel Olliff or Colin McInnes on 020 8939 2920.
Quilter is a specialist in bespoke investment management services. With approximately £7.4 billion funds under management (as at 31 December 2010), clients include private clients, charities, trusts and pension funds. The firm can trace its ancestry back to 1777 and today the company employs more than 300 staff with 12 offices in London, Belfast, Birmingham, Bristol, Dublin, Edinburgh, Glasgow, Jersey, Leicester, Liverpool, Manchester and Salisbury. In June 2009, Quilter became a subsidiary of Morgan Stanley Smith Barney, a global leader in wealth management.Quilter works to meet individual clients' financial objectives and personal risk requirements. We follow a disciplined investment process and use agreed benchmarks to monitor performance. A highly effective administration team, individual attention and personal service ensure an exceptional level of client care.
For further information please visit their website http://www.quilter.co.uk/ or read their brochure.
For more information, please visit the iSIPP literature page by clicking here.
Individuals and their advisers come to Rathbones for a combination of its investment skills and personal service. Rathbones has a strong investment culture and all of its investment managers are part of the Rathbone investment process. They can draw guidance from the considerable expertise concentrated in that process when making investment decisions for their clients. Advisers and their clients have direct access to their investment managers, which means that individuals understand how their money is being managed and that investment managers can respond to each client’s needs. Rathbones manages over £16 billion* of client monies and is one of the UK’s largest and longest-established providers of discretionary investment services with over 180 investment professionals in locations across the UK. Rathbones is part of Rathbone Brothers Plc, which is an independently owned company and is listed on the London Stock Exchange.
To enquire about appointing Rathbones as your discretionary fund manager please contact James Goward on
020 7399 0100 or email email@example.com.
To find out more about Rathbones unique offering visit www.rathbones.com.
*As at 30 September 2012.
Raymond James Investment Services Limited (Raymond James) was founded to service and support entrepreneurial investment managers, stockbrokers and investment focused financial planners in the UK who run growth orientated practices with a strong management and compliance culture. These wealth managers service high net worth clients with complex financial needs.
Our services are delivered in an open architecture environment so that wealth managers select the products and solutions that meet their clients’ specific needs in the most cost effective manner. Furthermore, Raymond James does not centrally manufacture or distribute any proprietary investment products in the UK, ensuring there is no conflict to the wealth manager’s independence.
Raymond James offers three business models, including Independent Contracting, Professional Partner and the Wrap Platform. In our first two business models, Raymond James provides the regulatory umbrella, which means it can help individuals set up a boutique wealth management/investment management practice within as little as 30 – 90 days, with the individuals authorised with the FSA through Raymond James. The Wrap Platform model is right for firms that already are authorised with the FSA. Wealth managers can move between business models as their needs evolve and in all cases, the wealth managers run commercially independent practices.
If you would like to find out more about Raymond James, please visit www.rjis.co.uk.
R C Brown Investment Management PLC (RCBIM) offer a bespoke portfolio management service from £25,000 upwards. We recognise that each client has individual needs, so we have developed our proposition to provide a very personal service to the client and their advisers.
Established in 1990, RCBIM manage in the region of £200m for Private Clients, Charities and Pension Funds. Our Investment Managers all have experience of working within the City, and have developed strong contacts within the industry that enable us to offer clients access to investment opportunities not normally available to the private investor (without increasing the investment risk).
We are a truly independent investment firm, as we are wholly owned by current and former employees and The Joseph Rowntree Charitable Trust. We will consider all asset classes and markets when constructing a portfolio.
Although we are based in Bristol, we have clients and intermediary introducers right across the UK, and are happy to travel to wherever is most convenient.
T: 0770 294 2690
1 The Square
Redmayne-Bentley is a full service stockbroking and investment management firm, providing an essential service to financial advisers in particular when trying to fulfil clients’ income needs.
Managing to consistently generate sufficient returns to meet the maximum GAD requirements can be difficult, but we aim to achieve this through income, thus negating the need to eat into the remaining capital, through investment in direct equities, bonds, funds and selected use of alternative investments where appropriate.
A similar approach using funds alone is taken when investing to meet the 5 per cent withdrawal requirements from investment bonds, and alternative strategies aimed at capital growth. These can be employed for clients in the earlier contributory stages of a SIPP.
Portfolios are tailored to the requirements of the individual by a dedicated investment manager, based upon an assessment of the client’s objectives and attitude to risk. This also allows for customised reporting frequencies and distribution of these reports (to you, or your client, or both) and performance comparisons with mutually agreed benchmarks.
Established in 1875, Redmayne-Bentley is one of the UK’s largest independent stockbrokers with over 30 branches nationwide. With an investment management team spanning this branch network we aim to provide a quality service, built on trust and mutual understanding, at a local level.
Please remember, investments and income can fall as well as rise in value; therefore, capital is at risk.
For further information and a no obligation discussion, please call Jon Moody, Business Development Manager on 0113 200 6405.
To find out more about Redmayne-Bentley please see the Services and Charges
, Terms and Conditions
and the Discretionary Service brochures
. For further information you can visit www.redmayne.co.uk
Rowan Dartington is an independent private client stockbroker offering a broad range of services, specialising in discretionary and advisory investment management. Established in 1990, Rowan Dartington is an owner-managed business providing a variety of investment management services to private clients, charities, trusts and companies.
Rowan Dartington offers three investment management services comprising of a Collective Portfolio Service, Tailored Portfolio Service and Bespoke Portfolio Service. They are risk-based investment strategies using a wide range of asset classes from direct equity and fixed interest investments to collectives.
We believe we deliver a high quality service encompassing a robust investment and risk monitoring process together with a transparent charging structure. Interested in finding out more about Rowan Dartington? Please visit our website at www.rowan-dartington.co.uk.
For literature, please contact firstname.lastname@example.org.
Please note that the service provided by Saltus Partners LLP is only available through an Authorised Financial Adviser
Saltus Partners LLP is a London-based fund management company specialising in real return investment management. Our fund managers bring together over 50 years of investing expertise both in traditional and alternative assets. This allows us to take a different, yet highly effective approach to managing your clients’ wealth compared to most traditional DFMs. We place a heavy emphasis on controlling risk.
Our job is to help you provide the best service for your clients by doing what we do best – generating consistent returns without taking undue risk - leaving you free to manage your client relationships and focus on your business. We will work with you to make portfolio transition as seamless as possible for your clients.
To support you in managing your client relationships we will keep you up to date with market developments through our monthly investment updates and by giving you access to fund managers to answer your questions.
You can find out more about Saltus Partners LLP by visiting http://www.saltus.co.uk/ or by contacting Amelia Kendall on 020 7499 0200 or email@example.com.
Clients come to us with many different goals for their investments: to generate additional income to supplement their pension; to grow their capital for their family's future; or to maintain and enhance the value of their assets.
We know there can be few acts of faith greater than entrusting your wealth to another and we hold that responsibility at the forefront of our minds. We are determined to deliver a service that you can trust.
It sounds simple but it in today's turbulent markets it is far from easy.
Exceptional service is at our very core; it is a value we can never leave behind, built on our deeply-held, traditional ethos of respect, openness, integrity and trust. Traditional, yes, but in an ever-changing world we have an innovative and imaginative approach; embracing new ideas and new ways of doing things, yet never losing sight of the value that conventional investments continue to bring to portfolios.
We look at the world both from the perspective of distance and through the prism of the particular. Once we understand this big picture we then seek out the opportunity on the ground. We find investments that will flourish and prosper in the world that is today, and that we consider will be tomorrow. We offer conviction, risk control and clarity. But above all, we offer quality.
You can find out more about Sanlam Private Investments by visiting our website at http://www.spi.sanlam.co.uk/.
To appoint Sanlam Private Investments, you can obtain the required documentation from our literature page.
The value of investments may fall as well as rise. Investors may not get back the original amount invested.
Who are Seven Investment Management?
Set up back in 2002, Seven Investment Management (7IM) are now managing and administering around £4billion of assets with a staff of over 100, providing a broad and quite unique combination of investment management services.
7IM Investment Options
7IM Discretionary Investment Management Service
Our Discretionary Investment Management Service encompasses the breadth of our Investment and Banking options, the full extent of our technology expertise and the bespoke service we wrap around it all.
A client appointing 7IM using our Discretionary Service on the iSIPP can now benefit from having their iSIPP annual administration charge paid by 7IM. To find out more about this offer, clients should read the 7IM James Hay iSIPP Charges Schedule and Additional Terms and Conditions.
With the 7IM Discretionary Service, 7IM will allocate a Client Adviser to work with you (and your Financial Adviser if you have one) to plan the right investment portfolio to meet the goals of your financial plan. 7IM will then manage your investments in accordance with the personalised investment proposal they have produced and agreed with you.
The 7IM Investment Approach
We believe that asset allocation is the biggest influencer of success in our client portfolios. We focus on producing broadly diversified portfolios that have a keen eye on costs and pay close attention to managing and reducing risk.
At the heart of our investment management discipline are structure and process. These are underpinned by robust research, informed by externally sourced data (from Ibbotson Inc) and analysis and enhanced by the experience and views of our Asset Allocation Committee.
Our typical portfolios contain equities, fixed interest, cash and a range of alternatives which can include property, timber, infrastructure, hedge funds, currency funds and commodities to bring to life the diversification of assets that can help deliver steady and consistent performance.
We aim to deliver all this with great service and we work in close partnership with financial advisers to help get their clients what they need.
7IM Platform Service
The 7IM Platform Service is for High Net Worth clients and their Financial Advisers who want to use 7IM’s platform for making investments within an iSIPP. This would be on an execution only basis, which can be used in conjunction with your Financial Adviser.
The 7IM Platform combines great functionality, lots of connectivity, great reporting, all wrapped up with some of the best service in the market – and with the transparent cost effective charges we have become known for.
Interested in finding out more about 7im? Visit their website at: http://www.7im.co.uk.
Seymour Pierce Limited traces its origins on the London Stock Exchange back to 1845, with the name Seymour Pierce & Co first being adopted in 1883.
Seymour Pierce is one of the leading independent investment banking and stockbroking firm in the UK. With a solid foundation in research, strong relationships with institutional investors and an entrepreneurial culture, Seymour Pierce offers dynamic solutions to help its clients realise their potential and achieve their objectives.
Portfolios are managed on a bespoke basis. The investment managers employ different approaches depending on the circumstances and objectives of the individual client. Traditionally, the larger client portfolios have comprised mainly a mixture of directly held equities and bonds. In recent years, exchange traded funds have opened up services to a wider range of clients, as it has become possible to achieve diversification at lower cost. One approach taken is to employ a Core and Satellite strategy, combining a traditional long-only, multi-asset portfolio with market-neutral trading strategies.
For more information on Seymour Pierce, please visit www.seymourpierce.com
‘Refreshingly different’ is a term we often hear from our clients and professional partners about Signature.
We offer a wealth of knowledge and experience and have built an excellent reputation on providing Investment Professionals and Professional Advisers with bespoke portfolio services which not only meet, but typically exceed clients’ expectations.
Our innovative risk based approach to portfolio construction has been built on the foundations of a rigorous and comprehensive 6 Step Investment Process supported by research from 30 institutional brokers.
At Signature we pride ourselves in delivering a professional, friendly service with the flexibility to tailor the way we work to provide you with a service which is as individual as your business. Our competitive and transparent charges complete an enviable service proposition.
For more information please visit Signature at http://www.signature.co.uk.
Please follow the following link for applications and literature; http://www.signature.co.uk/investment-literature.php.
Statement of our service
Launched on 21 January 2008, Standard Life Wealth (SLW) is a fully owned subsidiary of Standard Life Plc. Standard Life is a leading long-term savings and investments company headquartered in Edinburgh and operating internationally.
Standard Life Wealth offers:
Full Discretionary Investment Management
- Goal based investment approach
- Client Portfolio Manager Services in partnership with IFA’s, Trustees and other advisors
- Quarterly consolidated reporting
- Online performance information
Standard Life Wealth’s investment offering centres on the delivery of portfolios, utilising whole of market funds, enhanced through the use of sophisticated institutional investment techniques, creating super diversified portfolios with dynamic asset allocation, thereby prioritising the management of market volatility. The aim is to produce returns whilst aiming to protect value regardless of market conditions.
At Standard Life Wealth portfolios are constructed to precisely target the delivery of each client goal (which typically demand a cash-plus return profile). SLW Client Portfolio Managers conduct a comprehensive client attitude to risk assessment prior to taking on a client; this allows us to gauge clients’ individual attitudes to their overall risk profile as well as contributing to the bespoke goal-based portfolio construction process. We believe this approach enables clients to plan their lives more effectively by increasing the likelihood that they may achieve their financial goals.
For more information please visit our website http://www.standardlifewealth.com or contact our Business Development Team on 0845 279 8880.
Standard Life Wealth are authorised and regulated by the Financial Services Authority. Calls may be monitored and/or recorded to protect both you and us and help with our training. Call charges will vary.
Introduction to Vestra Wealth
Vestra Wealth was established in 2007 with the clear goal of delivering truly independent wealth management services through a partnership structure. We provide the levels of investment expertise normally only found in global firms, but in a genuinely personalised manner.
Set up by experienced industry professionals we provide wealth management services to private clients, companies, trusts and financial intermediaries. Key to our approach is uncompromised independence, a thorough and well-informed investment process and a transparent charging structure.
We have access to the resources and expertise of leading global investment firms, whilst retaining the flexibility to source niche opportunities that can often be overlooked by the larger institutions.
The majority of our partners are investment managers, meaning the people that own the business are also responsible for managing our clients’ money. Our skilled advisers have an average of more than 20 years’ experience working within some of the world’s leading financial institutions, and are committed to providing wealth management advice and investment performance with exceptional service.
Our team of Investment managers, client advisors and support staff occupy the same building, enabling them to work closely together to manage clients’ money in a dedicated manner. In November 2010 we opened our Jersey office, allowing us to replicate the service and delivery levels of our London office, for our resident non-domiciled clients.
For further information please visit their website http://www.vestrawealth.com/ or read their brochure. Alternatively, you can contact Tony Allan, Head of IFA Business Development at firstname.lastname@example.org or on 020 3207 8003.
Welcome to Whitechurch Securities Limited
Whitechurch Securities Limited was formed in 1982 and the company has since grown into one of the most highly regarded investment boutiques in the country. Whitechurch has a well-respected investment management team and an efficient and helpful administration department based at the Bristol head office.
Whitechurch Securities is primarily an investment company specialising in discretionary management, whereby we can work alongside Independent Financial Advisers (IFA) to provide investment solutions tailored to their clients’ requirements. The emphasis of our discretionary management services is on investment research, investment administration and investment management.
It is our mission to provide a high quality personal service.
Please note: Our service is only available via IFAs.
Why Whitechurch Securities?
- Active management of clients’ investment portfolios within clearly defined parameters for investment objectives and risk profiles.
- Transparent charging structure, whereby adviser fees are agreed between the IFA and the client.
- Where our portfolios invest in OEICs and Unit Trusts we will hold Institutional Units. Whitechurch will also reinvest any renewal commission where retail funds are held.
- Whitechurch’s proposition is highly competitive within the discretionary market place.
Whitechurch offers Two Discretionary Management Services
- Portfolio Management Service, which offers access to six risk-based investment strategies with a minimum investment of £3,000.
- Prestige Investment Management Service, a more tailored service, for investments of £100,000 and over.
For further information please visit our website www.whitechurch.co.uk.